Junior Compliance Analyst.

  • Manchester, Greater Manchester
  • Standard Benefits

Junior Compliance Analyst

  • Manchester, Greater Manchester
  • Standard Benefits
  • Posted August 23, 2023

Our client is seeking a compliance analyst to join their growing team in Manchester.

This role will be an integral part of the Risk & Compliance team, with responsibility for a variety of tasks which support the firm’s risk management framework.

With this being said I am now seeking the following:


  • Complete procedural file reviews for all areas of the firm.
  • Monitoring and actioning Smart Search alerts and reporting back to fee earners.
  • Handling risk & compliance queries from staff which come through to the central mailbox or via telephone.
  • Maintain the firm’s SRA records through mySRA, as well as practising certificates for solicitors and other lawyers.
  • Completing the firm’s bulking practising certificate renewal exercise.
  • Managing the new starter process for the team which involves collating regulatory questionnaires, liaising with other central teams, speaking with heads of departments regarding any file or client transfers.
  • Liaising with new starters to ensure their details are updated with the relevant regulatory board, and ensuring any relevant checks are carried out and training is completed.
  • Delivering risk & compliance induction sessions for all new starters, as well as other ad-hoc training for staff on risk issues.

This is an exciting opportunity to join an award winning company, with great opportunities for career progression, in a family feel environment. If you would like to know more please get in touch.

The Recruitment Co. is an equal opportunities employer and we’re committed to diversity and inclusion in the workplace.

Apply for this job.

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